Senior Associate, Specialist, Operations, Sec Svcs-Clrnc/Setlmnt/Invstgn, Private Banking
Core
Prepare, check, and coordinate regulatory reports (CRS, FATCA, GSIB, HKMA) and ensure data accuracy and timely submission for internal and external regulatory bodies.
Role type
Senior Associate, Specialist, Operations, Securities Settlement & Reconciliation
Builds
Regulatory reporting packages and reconciled cash/stock positions
Domain
Private Banking / Financial Services / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Securities settlement, Reconciliation, Regulatory reporting, General Ledger management, Risk awareness, Project administration, Investment products knowledge, Market rules understanding, SOP development, Audit support
Preferred skills
Avaloq workflows, Change management, Team management, Analytical skills, Organizing skills
Technologies
Avaloq
Responsibilities
Prepare and consolidate regulatory reports for filing to SFC/HKMA/MAS; Check and review reconciled cash and stock positions; Ensure daily and monthly General Ledger account balance reconciliation; Build risk awareness by providing support and training; Assist in implementing change initiatives and projects; Liaise with business partners on user requirements and monitor UAT; Ensure daily operations comply with regulatory and internal requirements; Review and update SOPs; Assist in managing the team to meet targets; Conduct RCSA reviews, policy and compliance audits.
Seniority
Senior, hands-on IC with team management responsibilities