Officer, Specialist, Equities Operations, Wealth Management Operations
Core
Support Vickers trade processing, reconciliation, and settlement processes for online and institutional clients, adapting to market changes like US trading 23x5 and HK T+1.
Role type
Specialist Equities Operations Officer
Builds
Trade settlement, stock reconciliation, IPO processing, and trade verification workflows
Domain
Financial Services / Equities Operations
Required skills
Trade settlement, Stock reconciliation, IPO processing, Trade verification, Failed trade monitoring, External party coordination, Funding arrangement, Audit coordination, UAT testing, RSU and break reconciliation
Responsibilities
Review end-to-end processing for Equity trade processing and settlement; Deal with external parties (trade counterparties, custodians) for trade-related matters; Support ad hoc issues; Coordinate audits; Conduct UAT testing for enhancements or bug fixes.
Seniority
Regular Employee