Operations Control and Reporting, Wealth Management Operations
Core
Prepare, check, and coordinate regulatory reports (CRS, FATCA, GSIB, HKMA) and ensure data accuracy and timely submission for internal and external regulatory bodies.
Role type
Senior IC operations control and reporting specialist
Builds
Regulatory filings and reconciled cash/stock reports for SFC, HKMA, and MAS
Domain
Banking / Wealth Management Operations
Required skills
Regulatory reporting, securities settlement, reconciliation, General Ledger management, risk awareness, SOP development, audit support, project coordination, stakeholder liaison
Preferred skills
Investment products settlement (equities, fixed income, Unit Trust, structured products)
Technologies
General Ledger systems, regulatory reporting platforms
Responsibilities
Prepare and consolidate regulatory reports for SFC/HKMA/MAS; reconcile cash and stock accounts; ensure daily/monthly GL balance reconciliation; review and update SOPs; assist in RCSA reviews and compliance audits; liaise with business partners on user requirements and UAT; support change initiatives and system procedures.
Seniority
Mid-level, hands-on IC