ASSO/AVP, KYC Due Diligence Officer, Internal Control and Legal & Compliance
Core
Develop and implement KYC operational procedures, conduct independent reviews of account opening and customer lifecycle management, and ensure compliance with regulatory standards for the Front Office.
Role type
Senior IC KYC Due Diligence Officer
Builds
Account opening workflows, customer risk assessments, and compliance dashboards
Domain
Financial Services / Investment Banking / Anti-Money Laundering
Required skills
KYC/CDD procedures, AML compliance, regulatory knowledge (Hong Kong), account opening reviews, source of wealth verification, name screening, customer risk assessment, stakeholder collaboration, digital transformation, data analytics
Preferred skills
ACAMS or CAMLP certification, AI applications in compliance, digital transformation initiatives
Technologies
AML-EYE system, MIS dashboards
Responsibilities
Develop and implement new KYC operational procedures and workflows; Conduct independent reviews of account opening, periodic reviews, and trigger event reviews; Submit high risk customer profiles for AML Compliance review; Maintain MIS dashboards to monitor account opening progress and backlogs; Identify control weaknesses and escalate to management; Collaborate on digital transformation projects to enhance operational efficiency.
Seniority
Senior, hands-on IC