Compliance Assistant
Core
Supports the Compliance team in maintaining and enhancing the compliance framework across jurisdictions, ensuring regulatory adherence and ethical conduct.
Role type
Compliance Assistant
Builds
Regulatory compliance programme and governance framework
Domain
Insurance / Lloyd's market / UK & EU regulation
Deliverable
dashboards & analysis
Required skills
Regulatory horizon scanning, impact assessments, compliance timetable management, regulatory application coordination, policy development, Senior Managers Regime administration, risk assessment support, regulatory communications
Preferred skills
Lloyd's market experience, overseas regulatory regime knowledge, degree level education, ACII qualification
Technologies
Microsoft Office (Excel, Word, PowerPoint)
Responsibilities
Support regulatory horizon scanning and impact assessments; Maintain compliance timetables and coordinate regulatory applications; Monitor compliance with UK, Lloyd's, EU, and overseas insurance regulations; Assist in developing and reviewing Compliance Plans and Policies; Administer Senior Managers and Certification Regime; Coordinate Principles-Based Oversight attestation; Assist with regulatory licensing applications; Maintain regulatory communications and records; Support annual risk assessment and provide regulatory advice and training
Seniority
Junior, support role