(One-year contract) Associate/Analyst, Client Servicing Team (KYC, CDD)
Core
Review KYC/CRS/FATCA documentation and supervise Customer Due Diligence (CDD) processes to ensure compliance with regulatory requirements and internal policies for corporate banking clients.
Role type
Associate/Analyst, Client Servicing (KYC/CDD)
Builds
Operational support for Cash Management products and compliance frameworks for the Hong Kong branch.
Domain
Banking / Financial Crime Compliance
Deliverable
dashboards & analysis
Required skills
KYC operations, CDD process supervision, regulatory compliance (KYC/CRS/FATCA), document review, stakeholder liaison, MIS reporting, risk case escalation
Preferred skills
Team activity management, process improvement initiatives
Technologies
MS Office
Responsibilities
Review KYC/CRS/FATCA account documents and data; Perform daily BAU operations on KYC/CRS/FATCA documentation standards; Supervise and monitor the CDD process on customer on-boarding, periodic review, and triggering events; Prepare and send timely MIS reports; Monitor and supervise the custodian of original KYC/account documents; Escalate high-risk cases to the FINANCIAL CRIME COMPLIANCE team.
Seniority
Associate/Analyst, 3 years experience