Compliance Manager, Insurance
Core
Provide regulatory advice and oversight on sales conduct and distribution compliance to ensure business practices align with insurance regulations and internal policies.
Role type
Compliance Manager (Insurance)
Builds
Compliance policies, procedures, controls, and training programs for sales and distribution channels.
Domain
Insurance / Regulatory Compliance
Deliverable
dashboards & analysis
Required skills
Insurance regulatory knowledge, sales conduct compliance, risk assessment, incident investigation, policy development, regulatory reporting, stakeholder management
Preferred skills
Experience advising front-line business teams, managing multiple priorities
Technologies
None stated
Responsibilities
Monitor regulatory developments, conduct compliance reviews and surveillance, investigate compliance incidents, deliver compliance training, prepare compliance reports, liaise with regulators and internal audit
Seniority
Mid-Senior, hands-on IC