Assistant Vice President, IPO Vetting
Core
Manage a portfolio of new equity listing applications and pre-IPO enquiries for the Listing Division, drafting comment letters and reports for the Listing Committee.
Role type
Senior IC legal/accounting professional (IPO vetting)
Builds
New equity listings and pre-IPO processes
Domain
Capital markets / Securities regulation
Required skills
IPO application processing, Listing Rules knowledge, securities laws, accounting practices, investigative techniques, report drafting, team management
Preferred skills
Pre-IPO enquiry handling, ad hoc project support, professional support for Listing Division
Technologies
N/A
Responsibilities
Process applications for new equity listings, monitor progress of listing application portfolio, draft comment letters and Department reports, handle pre-IPO enquiries, support ad hoc projects
Seniority
Senior, hands-on IC