Audit Manager I US Consumer Compliance
Core
Conducts end-to-end audits of US consumer compliance controls, executes testing (walkthroughs, scripts), and manages findings to ensure adherence to regulatory guidelines and internal standards.
Role type
Mid-level IC audit manager (consumer compliance)
Builds
Audit reports, control matrices, and compliance assessments for US consumer banking operations
Domain
Financial services / Regulatory compliance
Required skills
Audit planning and execution, control testing, issue management, stakeholder communication, regulatory guideline interpretation, risk assessment, report writing, follow-up management
Preferred skills
Cross-functional process integration, emerging trend analysis, operational efficiency improvement
Technologies
Audit planning memoranda, process risk and control matrices, findings grids
Responsibilities
Conduct audits based on established plans, execute control testing (walkthroughs, scripts), develop audit reports and findings grids, manage stakeholder communications, present audit opinions on internal controls, execute follow-up on regulatory findings, contribute to audit planning and risk assessments
Seniority
Mid-level, hands-on IC
