Conflicts Analyst
Core
Provide tailored advice, support, and analysis on compliance topics centering on conflicts of interest and new business acceptance for a law firm.
Role type
Conflicts Analyst
Builds
Conflict reports and communications to attorneys; supports new client selection and business development strategy.
Domain
Legal services / Compliance
Deliverable
dashboards & analysis
Required skills
Research, analytical skills, attention to detail, commercial awareness, ability to work autonomously, prioritization under pressure, verbal and written communication
Preferred skills
Prior experience in conflicts of interest
Technologies
Firm databases, third-party search resources, NBI software
Responsibilities
Assess new firm instructions for conflicts of interest (legal and commercial); conduct thorough searches on firm databases and research entities; prepare communications identifying potential issues in conflict reports; work directly with attorneys to assist and facilitate conflict resolution; develop and implement firm strategy through careful selection of new clients; establish and update risk management policies and controls; advise partners on applicable legislation; assist with global compliance audits and regulatory reporting; implement information barriers; respond to securities dealing requests; assist in developing and testing new NBI software and processes.
Seniority
Individual Contributor
