Director, Quality Assurance, Compliance Department, Asia Pacific Division - SMBC
Core
Lead quality assurance reviews of Compliance Self-Reviews (CSR) and AML Independent Reviews (AMLIR), develop risk-based monitoring programs, and oversee regional assurance across the APAC division.
Role type
Director, Compliance Monitoring & Testing
Builds
Risk-based assurance frameworks, dashboards, key risk indicators, and management information systems
Domain
Financial Services / Regulatory Compliance / Anti-Money Laundering (AML)
Required skills
Risk-based monitoring, AML/CFT compliance, regulatory compliance, sanctions, conduct risk, data analytics, automation, AI, executive reporting, team leadership, cross-functional partnership
Preferred skills
Transformation of assurance programs, root cause analysis, continuous monitoring, digital solutions implementation, regional assurance strategy
Technologies
Data analytics tools, automation platforms, AI tools, continuous monitoring systems
Responsibilities
Lead quality assurance reviews of CSR and AMLIR, develop and execute risk-based monitoring programs, oversee regional reviews and reporting, present findings to senior management, lead and develop a compliance team, identify control weaknesses and emerging risks
Seniority
Director, strategic leadership & team management