Operations Specialist (Syndicate Support)
Core
Coordinate with ECM/DCM, IBD Teams, and back-office functions to complete the whole process of the IPO issuance; primary bond issuance and placing deal from front to back to ensure trades settled successfully.
Role type
Operations Specialist (Syndicate Support)
Builds
IPO issuance, primary bond issuance, and placing deals
Domain
Investment Banking / Capital Markets
Required skills
IPO operations knowledge, Listing Rules expertise, FINI platform operation, Settlement Agent experience, cross-functional coordination, regulatory compliance, policy implementation, resource allocation, problem-solving, follow-up skills
Preferred skills
Overseas markets experience, fast-paced environment adaptability, multi-tasking
Technologies
FINI platform
Responsibilities
Coordinate with ECM/DCM, IBD Teams, and back-office functions to complete the whole process of the IPO issuance; Review agreements and provide comments from an operational perspective; Ensure all processes are within proper internal control and in compliance with external rules and regulations; Assist management in the implementation of policies and procedures and provide feedback on resource requirements and allocation
Seniority
Mid-level, hands-on IC