Assistant Vice President (Team Manager) - IPO Vetting
Core
Manage a portfolio of new equity listing applications and pre-IPO enquiries for the HKEX Listing Division.
Role type
Senior IC team manager (IPO vetting)
Builds
Listing applications and regulatory reports for the Listing Committee
Domain
Capital markets / Securities regulation
Deliverable
client delivery
Required skills
IPO application processing, drafting comment letters, securities law knowledge, accounting practices, pre-IPO enquiry handling, policy interpretation, investigative techniques
Preferred skills
Knowledge of Listing Rules, securities industry practices
Technologies
N/A
Responsibilities
Monitor progress of a portfolio of listing applications, Draft comment letters and Department reports to Listing Committee, Assist in handling pre-IPO enquiries and IPO related policies matters, Provide accounting, legal or other professional support to the work of the Listing Division
Seniority
Senior, hands-on IC
