Assistant Vice President, KYC Customer Due Diligence, Periodic Review - SMBC
Core
Perform preliminary due diligence checks, KYC reviews, and annual periodic reviews for new and existing clients in corporate/project finance.
Role type
Senior IC KYC Analyst / Assistant Vice President
Builds
Risk assessments, ownership structures, and compliance documentation for deal teams
Domain
Financial Services / Anti-Money Laundering (AML) / Know Your Customer (KYC)
Required skills
Regulatory compliance (MAS Notice 626), ownership structure analysis, risk assessment, document verification, AML alert management, data input validation
Preferred skills
Corporate/project finance KYC experience, AML certifications, advanced Microsoft Office proficiency
Responsibilities
Perform preliminary due diligence checks for new potential deals, conduct KYC reviews for existing clients, draw up ownership and transaction structures, review and certify collected documents, perform due diligence checks on external/internal platforms, raise exceptional handling memos, conduct annual KYC reviews, review daily AML alerts
Seniority
Senior, hands-on IC