Head of Compliance, Hong Kong
Core
Lead the development and execution of the compliance program and serve as the Money Laundering Responsible Officer (MLRO) for Hong Kong.
Role type
Head of Compliance (Private Bank)
Builds
Compliance programs, policies, and controls for a global wealth and asset manager
Domain
Private Banking / Wealth Management / Financial Crime Compliance
Required skills
Regulatory monitoring, risk management, policy implementation, audit support, breach investigation, staff training, strategic advising
Preferred skills
Experience with HKSFC and HKMA, knowledge of financial markets and products
Technologies
N/A
Responsibilities
Monitor local regulatory developments and advise senior management; Ensure timely reporting to senior management and regulatory authorities; Advise the business on compliance risk and mitigation; Implement and update internal policies and procedures; Manage compliance risks; Investigate breaches of law, regulation, policy and procedures; Act as Money Laundering Responsible Officer (MLRO) for HK
Seniority
Senior, strategic leadership