Associate, Quality Control – Corporate Finance & ECM
Core
Review IPO transaction documents, due diligence materials, and supporting records to ensure completeness, accuracy, and consistency while assessing regulatory, legal, and business risks.
Role type
Associate, Quality Control in Corporate Finance & ECM
Builds
IPO transaction structures and approval materials
Domain
Financial services, Investment Banking, Corporate Finance
Required skills
IPO vetting, regulatory compliance, due diligence, risk assessment, transaction structure review
Preferred skills
SFC experience, HKEx experience
Technologies
N/A
Responsibilities
Review IPO transaction documents and due diligence materials; Assess regulatory, legal, and business risks; Provide feedback on IPO transaction structures and approval materials; Provide training on regulatory requirements; Support the Investment Banking Division
Seniority
Mid-level, hands-on IC