Compliance Officer, Financial Crime, Compliance
Core
Support financial crime prevention for CITIC CLSA Singapore entities across all business lines, including institutional equities, investment banking, derivatives, and asset management.
Role type
Compliance Officer (Financial Crime/AML)
Builds
AML/CFT controls, processes, and procedures for Singapore entities
Domain
Financial Services / Anti-Money Laundering (Singapore)
Required skills
AML/CFT risk management, Enterprise-Wide Risk Assessment, STR drafting, KYC review, regulatory adherence, stakeholder advisory, training delivery, audit support, data analysis
Preferred skills
ACAMS certification, Mandarin language proficiency
Technologies
Microsoft Office
Responsibilities
Manage AML/CFT risks per MAS Notice SFA 04-N02; Conduct Enterprise-Wide Risk Assessment on Money Laundering and Terrorism Financing; Monitor business relationships and transactions for irregularities; Draft and submit Suspicious Transaction Reports (STRs) to MAS/CAD; Review KYC measures and documentation; Advise management on AML/CFT requirements; Conduct financial crime training; Handle MAS, SGX, and internal audits; Escalate material AML/CFT issues; Update management and board on compliance status.
Seniority
Mid-level, hands-on IC