Private Client Advice Business Assurance Analyst
Core
Review and assess suitability reports for money purchase pensions, ISAs, GICs, investment bonds, and trusts to ensure advice meets FCA requirements and client best interests.
Role type
Business Assurance Analyst (Financial Advice)
Builds
Suitability reports and compliance feedback for the PCA group's financial advice team.
Domain
Financial Services / UK & Europe / Pension Planning
Deliverable
dashboards & analysis
Required skills
Financial planning principles, Pension planning, FCA COBS suitability requirements, File reviewing, Written communication, Stakeholder management
Preferred skills
Level 6/Chartered status, AF3/G60 PTS qualification
Responsibilities
Review suitability reports for compliance, Contact internal clients for clarifications, Provide feedback to report writers, Discuss process improvements with management, Attend roundtable meetings with report writers