AVP, KYC/AML
Core
Act as the single point of contact for the Business, managing the end-to-end KYC process for new client adoptions, product/business extensions, and client regular review/remediation for the IB (Global Market) business line.
Role type
Senior IC KYC/AML Compliance Manager
Builds
High-quality KYC outputs and compliance reports for the Global Market business line
Domain
Banking / Financial Services / Anti-Money Laundering (AML) / Know Your Customer (KYC)
Deliverable
dashboards & analysis
Required skills
AML knowledge, KYC regulatory requirements, FATCA, MIFID, client onboarding, remediation, entity type onboarding (Regulated Entities, SWF, SOE, SPVs, Funds, Trusts, REITs), account documentation review, stakeholder management, risk management, pipeline prioritization, NOC coordination, metrics and reporting
Preferred skills
Global Market product knowledge, client service background
Responsibilities
Manage end-to-end KYC process for new client adoptions and product extensions, gather and collect KYC/compliance documentation, perform first screening on documentation, manage escalations and face off to key stakeholders, manage risk through timely escalation and issue resolution, coordinate with NOC teams, develop and produce critical metrics and reports, monitor and track exceptional/conditional approvals and audit items until closure