Associate, KYC Operations, Operations
Core
Conduct periodic reviews, risk classification, and ownership structure analysis for existing clients to ensure compliance with KYC and AML regulations.
Role type
Associate KYC Operations Specialist
Builds
Client compliance files and risk classifications
Domain
Financial Services / Anti-Money Laundering (AML)
Required skills
KYC process execution, risk and regulatory classification, client ownership structure analysis, document verification, public source research, regulatory knowledge (HK SFC AMLO, MAS KYC)
Preferred skills
Banking industry experience, knowledge of constitutional documents and corporate structures, Mandarin proficiency, front-to-back process knowledge
Technologies
Screening tools, external data sources
Responsibilities
Perform periodic reviews of existing clients, guide clients through KYC requirements, classify clients by risk and regulatory category, analyze client ownership structures, verify documents using external data sources, resolve screening exceptions, respond to internal audit queries
Seniority
Mid-level, hands-on IC