Senior Analyst/ AVP, Quality Assurance, Compliance Department, Asia Pacific Division - SMBC
Core
Conduct independent QA reviews and testing of Compliance and AML controls, processes, and activities across the Asia Pacific region to ensure alignment with regulatory requirements and internal standards.
Role type
Senior IC compliance quality assurance analyst
Builds
QA reports, dashboards, thematic analysis, and regional assurance frameworks
Domain
Banking / Financial Services / Anti-Money Laundering (AML) / Compliance
Deliverable
dashboards & analysis
Required skills
AML/CFT knowledge, assurance testing methodologies, regulatory assessment, root cause analysis, remediation tracking, regional oversight, stakeholder engagement, data analytics, Microsoft Excel
Preferred skills
ACAMS or ICA certification, IT Compliance, Technology Risk, Data Analytics, ESG Compliance, Financial Crime Compliance, experience in Internal Audit or Risk Management
Technologies
Microsoft Excel, data analytics tools, reporting tools
Responsibilities
Conduct independent QA reviews of Compliance and AML controls; Assess compliance with laws, regulations, and APAC guidelines; Identify control weaknesses and thematic issues; Develop and enhance QA programs and testing methodologies; Review Compliance Self-Reviews and AML Independent Reviews from APAC offices; Prepare risk-focused QA reports and dashboards for management.
Seniority
Senior, hands-on IC