Wealth Mgmt Client Associate 2
Core
Provides sales, processing, operational, administrative, and customer service support to Investment Relationship Managers in the brokerage and investment advisory business.
Role type
Wealth Management Client Associate 2 (Sales & Operations Support)
Builds
Investment proposals, client files, marketing campaigns, and business development initiatives for U.S. Bancorp Investment Sales.
Domain
Financial Services / Wealth Management / Brokerage
Required skills
Investment industry experience, FINRA/SEC regulatory standards knowledge, client profiling, sales and service experience, operations and compliance understanding, analytical skills, Microsoft Office proficiency
Preferred skills
FINRA SIE, Series 6 or 7, 63 registrations, life/variable life/health/disability insurance licenses, proprietary software adaptation
Technologies
Microsoft Office, proprietary investment software
Responsibilities
Making and tracking appointments, preparing investment proposals/reviews/routine correspondence, organizing paper flow, maintaining client files, answering phones, disseminating mail, meeting with prospects, contacting existing clients, planning marketing campaigns, coordinating business development seminars, meeting with internal departments
Seniority
Mid-level, hands-on IC