Business Controls Oversight - RCSA, Senior Specialist
Core
Develops and executes the end-to-end RCSA lifecycle for the Personal Wealth division, ensuring alignment with enterprise risk policies and regulatory guidance.
Role type
Senior Specialist in Business Controls Oversight (RCSA)
Builds
Standardized RCSA methodologies, control frameworks, and risk assessment programs for the Personal Wealth division.
Domain
Financial Services / Operational Risk Management
Deliverable
production ML models | product features | dashboards & analysis | client delivery | infrastructure | physical/clinical work
Required skills
RCSA program development, risk identification and assessment, control evaluation and assurance, regulatory reporting, stakeholder engagement, workshop facilitation, strategic guidance on risk mitigation, cross-functional collaboration, mentorship, knowledge of regulatory landscapes.
Preferred skills
Graduate degree, deep knowledge of Vanguard's business operations, industry trends, and evolving regulatory expectations.
Technologies
None explicitly stated.
Responsibilities
Develop and execute the end-to-end RCSA lifecycle; Facilitate workshops to identify and assess inherent and residual risks; Evaluate the adequacy of internal controls; Prepare RCSA summaries, dashboards, and risk profiles for senior committees; Act as a trusted advisor to business leaders and risk partners; Lead enterprise-level control initiatives across multiple business lines; Provide strategic guidance on risk identification and mitigation; Mentor peers and junior specialists.
Seniority
Senior, hands-on IC with strategic guidance and mentorship responsibilities.
