Registered Funds Senior Counsel
Core
Provide legal advice and representation on matters related to the Investment Company Act of 1940, including fund formation, governance, regulatory compliance, and strategic initiatives.
Role type
Senior in-house counsel (registered funds)
Builds
Registered investment funds and related compliance frameworks
Domain
Financial services / Investment management / Regulatory law
Required skills
Investment Company Act of 1940 expertise, SEC regulations knowledge, fund governance, regulatory compliance, legal drafting, negotiation, analytical skills
Preferred skills
BDCs knowledge, closed-end funds experience, tender offer and interval funds familiarity
Technologies
Legal research databases, regulatory filing systems
Responsibilities
Advise on the Investment Company Act of 1940 and related rules; Draft and negotiate legal documents such as registration statements and regulatory filings; Monitor legislative and regulatory developments; Represent Vanguard's interests with third parties including government agencies; Direct and manage outside counsel; Mentor junior attorneys and legal staff
Seniority
Senior, hands-on IC with mentorship responsibilities
