Audit Manager II - Internal Controls over Financial Reporting-2
Core
Lead and provide supervisory oversight for complex internal audits, specifically focusing on Internal Controls over Financial Reporting (ICFR) and SOX compliance within the financial services sector.
Role type
Senior Internal Audit Manager (ICFR/SOX)
Builds
Audit programs, Process Risk and Control Matrices (pRCM), Audit Reports, and remediation plans for control gaps.
Domain
Financial Services / Banking / Internal Audit
Required skills
SOX 404, COSO Framework, internal control design and testing, risk-based audit planning, financial reporting processes, regulatory requirements, control gap identification, documentation of findings, remediation planning.
Preferred skills
CPA, CIA, CISA, data analytics (SQL, Tableau, Power BI, Alteryx), automated controls, ERP systems (SAP, Oracle, Workday), GRC platforms, mentoring junior auditors, project management.
Technologies
SQL, Tableau, Power BI, Alteryx, SAP, Oracle, Workday
Responsibilities
Lead and/or provide supervisory oversight to complex audits and ensure completion; Execute development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report; Complete L1 reviews/sign off on all audit activities; Oversee and/or independently perform concurrent multiple audits; Partner with management on remediation plans; Present findings to senior leadership; Act as audit lead or advisor to management.
Seniority
Senior, hands-on IC with supervisory duties
