Audit Manager II - Internal Controls over Financial Reporting-2
Core
Lead and provide supervisory oversight for complex internal audits, specifically focusing on Internal Controls over Financial Reporting (ICFR) and SOX compliance within the financial services sector.
Role type
Senior IC Audit Manager (Internal Controls)
Builds
Audit programs, Process Risk and Control Matrices (pRCM), Audit Reports, and remediation plans for control gaps.
Domain
Financial Services / Banking / Internal Audit
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
SOX 404, COSO Framework, internal control design and testing, risk-based audit planning, financial reporting processes, regulatory requirements, control gap identification, finding documentation, remediation planning, stakeholder management, executive reporting
Preferred skills
CPA, CIA, CISA, data analytics (SQL, Tableau, Power BI, Alteryx), automated controls, ERP systems (SAP, Oracle, Workday), GRC platforms, mentoring junior auditors, project management, Big Four experience
Technologies
SQL, Tableau, Power BI, Alteryx, SAP, Oracle, Workday
Responsibilities
Lead and/or provide supervisory oversight to complex audits and ensure completion; Execute the development of Audit Planning Memorandum (APM), Process Risk and Control Matrix (pRCM), Findings Grid and Audit Report; Complete L1 reviews/sign off on all audit activities; Oversees / leads the ongoing audit communications and/or the reporting process with stakeholders, senior management and external auditors; Acts as the audit lead or audit advisor to management and respective teams for area of specialization; Facilitates key discussions and provide thought leadership to executive audience
Seniority
Senior, hands-on IC