Registered Client Service Associate
Core
Provide dedicated support to high-producing financial advisors by preparing portfolio materials, building financial plans, and managing client interactions.
Role type
Client Service Associate (Financial Planning)
Builds
Financial plans, client meeting materials, and transaction records for Ameriprise Financial clients.
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Financial planning, investment research, trade execution, data entry, meeting coordination, new business paperwork processing, expense reporting, client correspondence, time management, computer software proficiency
Preferred skills
IAR registration (S65/S66), Life/Health licenses, Variable Contracts
Technologies
Contact manager, financial planning software, trade execution systems
Responsibilities
Assist advisors in servicing clients including preparing financial plans, conducting investment research, and completing trades; Prepare and summarize client meetings by scheduling, entering data, building agendas, and providing follow-up; Ensure new business paperwork is submitted efficiently including form preparation and signature acquisition; Coordinate marketing events including vendor contact and compliance documentation; Provide general administrative duties such as answering phones and processing expense reports.