IT Compliance Analyst
Core
Build and manage the NYSE's risk-based IT compliance program to align exchange technology with SEC regulations and industry standards.
Role type
IT Compliance Analyst
Builds
IT compliance program aligned with SEC Regulation SCI and similar frameworks
Domain
Financial services / Securities exchange / Regulatory compliance
Deliverable
dashboards & analysis
Required skills
IT Governance Risk and Compliance (GRC), IT SDLC, IT audit, regulatory compliance, financial securities regulation, IT risk frameworks (COBIT, ISO, NIST, ITIL)
Preferred skills
Python, AI tools, automation, data analysis
Responsibilities
Support responses to external regulatory examinations, own activities for SEC Reg SCI compliance, advise stakeholders on complex IT compliance topics, monitor and report compliance status, assess new systems for regulatory risk, propose compensating controls
Seniority
Mid-level, hands-on IC
