Analyst, Market Regulation
Core
Investigate trading activity in derivatives markets to detect potential violations of Exchange rules and CFTC Regulations for energy, agricultural, and financial futures and options.
Role type
Market Regulation Analyst
Builds
Investigative reports and market advisories
Domain
Financial services / Commodities / Derivatives
Deliverable
client delivery
Required skills
Analytical skills, Data analysis, Regulatory knowledge, Market monitoring, Documentation, Communication
Preferred skills
Data analytic tools, Futures market familiarity
Responsibilities
Monitor cash commodity fundamentals vs futures markets, Research data from real-time and post-trade systems, Conduct investigations of potential rule violations, Document detailed analyses of trading activity, Provide guidance to market participants, Collaborate on technology to enhance operational processes