Compliance Co-op with Drexel University
Core
Support the Compliance team in analyzing trade activity and researching regulatory matters for a range of financial products.
Role type
Compliance Co-op
Builds
Trade surveillance and regulatory analysis for equities, options, futures, swaps, prediction markets, and fixed income.
Domain
Financial Services / Trading Compliance
Deliverable
dashboards & analysis
Required skills
Excel, SQL, Python, VBA, Regulatory research, Data analysis
Preferred skills
Data automation, Financial product knowledge
Responsibilities
Analyze trade activity to support surveillance, Research regulatory and compliance matters, Assist with regulatory inquiries and data gathering, Use tools to streamline department processes.
Seniority
Co-op