Compliance Associate II, Assurance
Core
Support the planning, design, and execution of second-line assurance projects to evaluate the efficiency and effectiveness of internal controls within a global fintech company.
Role type
Second-line compliance assurance associate
Builds
Annual Testing Plan priorities and control environment evaluations
Domain
Fintech / Financial Services / Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Internal audit, compliance testing, process mapping, root cause analysis, control evaluation, risk identification, sample-based testing, process analysis
Preferred skills
AML/CFT compliance, consumer protection, data analytics, AI-assisted testing platforms, automated compliance tools
Technologies
Google Sheets, Microsoft PowerPoint, Lucidchart, Visio, Tableau, Alteryx, Power BI, Snowflake
Responsibilities
Understand end-to-end processes and identify key controls and risks; perform second-line compliance assurance reviews; prepare scope documents and define test procedures; execute sample-based control testing; perform root cause analysis and recommend improvements.
Seniority
Junior to Mid-level, hands-on IC