IT SOX Compliance Staff
Core
Ensures financial statement risks are mitigated by evaluating IT processes, ICOFR, and automated controls across business functions.
Role type
IT SOX Compliance Staff
Builds
Robust internal control frameworks and audit-ready documentation for financial reporting.
Domain
Financial Services / IT Audit & Compliance
Deliverable
dashboards & analysis
Required skills
IT General Controls (ITGC), Application Controls, COBIT/COSO frameworks, SDLC methodologies, ERP systems (SAP/Oracle), Visio flowcharting, Risk analysis
Preferred skills
AI tools for control testing, CPA certification, CISA certification
Technologies
SAP, Oracle, Visio, Excel
Responsibilities
Conduct IT and adjacent process walkthroughs to ensure control objective alignment; Evaluate vendor SOC reports and map CUECs to internal control structures; Assess project portfolios to determine SOX impact and design controls for new applications; Support Internal and External audit teams during scoping and control definition; Collaborate with business teams to identify opportunities for SOX optimization; Explore and implement emerging AI tools to streamline control testing documentation.
