Securities KYC Onboarding Associate - AVP
Core
Execute daily production workflows for client onboarding, KYC file initiation, and high-risk reverifications within the securities and financial services sector.
Role type
Senior IC securities KYC onboarding associate
Builds
New client onboarding files and high-risk KYC reverifications
Domain
Financial services / Securities / Compliance
Required skills
Securities KYC/AML expertise, Broker Dealer KYC requirements, Client life cycle management, Regulatory obligations knowledge, 3rd party data tools (Dealogic, Dun Bradstreet, LexisNexis), Suspicious activity detection, Data governance policy
Preferred skills
None stated
Technologies
Dealogic, Dun Bradstreet, LexisNexis, MS Office
Responsibilities
Coordinate with internal partners and clients to obtain onboarding documentation, Initiate and complete new KYC files and high-risk reverifications, Identify data anomalies and assist in root cause analysis, Maintain tracking of KYC file status, Manage multiple simultaneous requests in a high-pressure environment, Remediate erroneous customer data, Identify and report suspicious activities, Serve as Subject Matter Expert (SME) for core systems and procedures
Seniority
Mid-Senior, hands-on IC