Risk & Compliance Business Partner
Core
Partner with Customer Operations leaders to provide independent oversight, guidance, and challenge on operational risk and compliance matters.
Role type
Line 2 Risk & Compliance Business Partner
Builds
Operational risk management, incident/breach remediation, and compliance assurance for Investment Operations, Managed Accounts, and Superannuation Administration.
Domain
Financial Services / Wealth Management
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
operational risk management, incident and breach management, remediation activities, risk assessment, compliance assurance, stakeholder partnership, regulatory navigation, risk framework application
Preferred skills
investment operations experience, managed accounts experience, superannuation administration experience, custody or platform operations experience, back office process knowledge (corporate actions, reconciliations, asset administration, trade operations)
Responsibilities
Provide independent advice and constructive challenge to support sound risk management and decision making; Partner with leaders to identify, assess, and manage operational risks, incidents, breaches, and remediation activities; Lead and support risk assessments, assurance reviews, and ongoing monitoring of compliance obligations; Prepare clear and practical risk insights for leaders, committees, and governance forums; Contribute to the enhancement of risk frameworks, controls, governance practices, and the broader operating model.
Seniority
Mid-Senior, hands-on IC
