Associate
Core
Support Financial Advisers/Partners in delivering strategic financial planning and investment advice to clients.
Role type
Associate Financial Planner (entry-level IC)
Builds
Client relationships and financial advice documentation
Domain
Financial Planning / Wealth Management
Deliverable
client delivery
Required skills
Client communication, investment structures, estate planning, superannuation planning, retirement planning, compliance documentation, SOA preparation
Preferred skills
CFP study interest, team collaboration
Technologies
None stated
Responsibilities
Proactively communicate with clients to identify needs, support Advisers in providing strategic financial planning and investment advice, prepare pre-appointment work and participate in client meetings, ensure advice documents are compliant with legislation and policies, coordinate production of advice documentation and help prepare SOAs
Seniority
Junior, mentored IC