Associate, Technical Services
Core
Prepare and coordinate Statements of Advice (SOAs) and Records of Advice (ROAs), implement approved financial advice strategies, and support Financial Advisers in delivering client outcomes.
Role type
Associate, Technical Services (Financial Advice Support)
Builds
Financial advice strategies, portfolio reports, and compliant client documentation
Domain
Financial Services / Wealth Management
Required skills
SOA/ROA preparation, financial advice implementation, advice workflows, financial services administration, Xplan/Wealth Central systems, portfolio reporting, document review
Preferred skills
Experience in licensed Australian financial advice business, process improvement
Technologies
Xplan, Wealth Central
Responsibilities
Prepare and coordinate Statements of Advice (SOAs) and Records of Advice (ROAs); Manage implementation of approved advice strategies across superannuation, investments, insurance and pensions; Liaise with clients, product providers and support teams; Prepare portfolio reports, projections and technical information; Maintain accurate client records in systems; Monitor workflows for compliance and timeliness; Support Advisers before, during and after client meetings.
Seniority
Associate, operational support