Compliance Specialist
Core
Ensure risk and compliance with legal and regulatory requirements for Australia and New Zealand Corporate, Funds, and Capital Markets business.
Role type
Senior IC compliance specialist (AML/CFT)
Builds
Compliance frameworks and risk monitoring for reporting entities
Domain
Financial services (Corporate, Funds, Capital Markets) in Australia and New Zealand
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
AML/CFT framework management, regulatory liaison (AUSTRAC, DIA, FMA), client acceptance risk assessment, transaction monitoring, suspicious activity investigation, staff AML/CFT training, management reporting
Preferred skills
AML qualifications (ACAMs or equivalent)
Technologies
AUSTRAC, DIA, FMA
Responsibilities
Act as Deputy Money Laundering Reporting Officer (MLRO), conduct risk and compliance monitoring including transaction monitoring and suspicious hit clearance, liaise with regulators, support business lines with compliance advice, conduct risk and compliance investigations, deliver AML/CFT training to staff, prepare compliance management reports
Seniority
Senior, hands-on IC