Associate, Specialist, Operations, Securities Services - Clearance/Settlement/Investigation, Private Banking
Core
Process corporate action entitlements, resolve discrepancies, and ensure timely settlement for private banking clients.
Role type
Associate specialist in securities operations (corporate action/settlement)
Builds
Accurate and timely processing of corporate action entitlements and settlement records
Domain
Banking / Securities Services / Private Banking
Required skills
Corporate action operations, Equities settlement, GL reconciliation, Risk-based self-assessment, Regulatory compliance, Process improvement, System testing, BCP drill support
Preferred skills
Custodial operations experience, Equities settlement knowledge
Technologies
MS Office
Responsibilities
Process corporate action entitlements accurately and timely, coordinate and resolve discrepancy items, perform GL and system record reconciliation, investigate non-credit of entitlements with custodians, assist in BCP drill tests, support ad-hoc projects and system enhancements, maintain operation and MIS reports
Seniority
Associate, entry-level specialist