AVP, Investment Operations Specialist, Global Financial Markets Operations, Group Operations
Core
End-to-end trade processing, settlement validation, exception management, and regulatory compliance across broker and custodian networks for DBS GFM businesses.
Role type
Senior IC investment operations specialist (post-trade)
Builds
Post-trade support, transaction life-cycle processing, asset transfers, and reconciliations
Domain
Banking / Financial Markets Operations
Required skills
Trade lifecycle management, settlement validation, exception handling, reconciliation, regulatory reporting, asset transfer processing, corporate action processing, broker/custodian statement management, SOP development, UAT, BCP exercises
Preferred skills
Treasury operations experience, stakeholder management, analytical problem-solving
Technologies
Microsoft Office (Excel, Word, PowerPoint)
Responsibilities
Review and check daily exception reports and ensure timely escalation of reconciliation breaks; Oversee monthly broker expenses, execution fees charge-outs, trade count validation, and reconciliations; Execute ad hoc, weekly, monthly, and yearly regulatory reporting and inquiries; Conduct periodic reviews and updates of Standard Operating Procedures (SOPs); Participate in User Acceptance Testing (UAT), Live Verification (LV) testing on back-office systems, and Business Continuity Plan (BCP) exercises
Seniority
Senior, hands-on IC