Assistant Vice President/Senior Associate, Specialist, Operations, Securities Services - Clearance/Settlement/Investigation, Private Banking
Core
Supervise daily operations, manage fund order placements, handle reconciliations, and participate in system enhancements for a private banking securities services team.
Role type
Senior Associate/Assistant Vice President, Operations Specialist (Securities Services)
Builds
Operational processes for fund subscriptions, switching, and redemptions
Domain
Private Banking / Securities Services / Fund Operations
Required skills
Fund operations management, Reconciliation, System testing (UAT), Regulatory compliance (HKMA/MAS), Incident reporting, Stakeholder liaison
Preferred skills
Market trend analysis, Business continuity planning, Project initiatives
Technologies
General ledger systems, Fund management systems
Responsibilities
Supervise subordinates for daily operations, Perform fund order placements, Check general ledger and transaction inputs, Liaise with auditors, Handle enquiries from fund managers, Ensure stock and cash reconciliation, Report suspicious transactions, Participate in user acceptance testing, Participate in business development and policy reviews
Seniority
Senior, hands-on IC with supervisory duties