Officer, Specialist, Equity Operations, Wealth Management Operations, Technology & Operations
Core
Perform back office processing of Equity, structured investment products, notes, and bonds services, including trade checking, life cycle events monitoring, settlement activities, and Mark to Market pricing reviews.
Role type
Specialist Equity Operations Officer
Builds
Back office processing workflows for equity and fixed income products
Domain
Banking / Wealth Management Operations
Required skills
Trade checking, Life cycle events monitoring, Settlement processing, Mark to Market pricing review, Regulatory compliance adherence, Operational manual adherence
Preferred skills
Team collaboration, Problem reporting
Technologies
Operational systems for trade and settlement
Responsibilities
Perform trade checking, life cycle events monitoring, and settlement-related activities; Handle Mark to Market pricing uploads and fluctuation reviews; Ensure all transactions are properly authorized before processing; Understand and report on bank policies on information protection, security control, and regulatory compliance.