Transaction Surveillance
Core
Investigate transaction surveillance alerts and unusual activity escalations to prevent financial crime and submit Suspicious Transaction Reports (STRs).
Role type
mid-level compliance analyst (financial crime)
Builds
investigation outcomes and risk mitigation actions for the bank
Domain
banking + anti-money laundering (AML) / counter-terrorist financing (CFT)
Deliverable
client delivery
Required skills
transaction monitoring, financial crime prevention, STR preparation, network link analysis, regulatory compliance (AML/CFT), data analysis, process improvement
Preferred skills
user acceptance testing (UAT), governance & control, external intelligence handling
Responsibilities
Investigate alerts from automated surveillance systems and unusual activity escalations; Prepare and submit STRs for review; Collaborate with business units on Request For Information (RFI) processes; Assist in rolling out transaction monitoring projects and tools; Handle and analyze external intelligence from industry peers and law enforcement agencies.