Associate, Transaction Surveillance
Core
Investigate transaction surveillance alerts and unusual activity escalations to prevent financial crime and ensure timely Suspicious Transaction Reporting (STRs).
Role type
Associate, Transaction Surveillance (Financial Crime)
Builds
Transaction monitoring investigations and risk mitigation actions
Domain
Banking / Anti-Money Laundering (AML) / Counter-Terrorist Financing (CFT)
Required skills
Transaction monitoring, Financial crime prevention, Regulatory compliance (AML/CFT), Data analysis, Pattern recognition, Risk assessment
Preferred skills
Network link analysis, Process improvement, User acceptance testing (UAT)
Technologies
Transaction surveillance systems, Data analysis tools
Responsibilities
Investigate alerts from automated transaction surveillance systems and unusual activity escalations; Prepare and submit STRs for review; Collaborate with business units on Request For Information (RFI) processes; Assist in rolling out investigative tools and process improvements; Handle external intelligence from industry peers and legal enforcement agencies.
Seniority
Mid-level, hands-on IC