Operations Control and Reporting, Wealth Management Operations
Core
Prepare, check, and coordinate regulatory reports (CRS, FATCA, GSIB, HKMA) and ensure data accuracy and timely submission for internal and external regulatory bodies.
Role type
Wealth Management Operations Control and Reporting Specialist
Builds
Regulatory filings and reconciled cash/stock reports for SFC, HKMA, and MAS
Domain
Banking / Wealth Management / Regulatory Compliance
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
securities settlement, reconciliation, regulatory reporting, cash and stock reconciliation, General Ledger balancing, risk awareness, SOP development, project implementation support, UAT monitoring
Preferred skills
investment products settlement (equities, fixed income, Unit Trust, structured products)
Technologies
N/A
Responsibilities
Prepare and consolidate regulatory reporting for filing to SFC/HKMA/MAS; Check and review reconciled cash and stock reconciliation; Ensure daily and monthly General Ledger account balance reconciliation; Build risk awareness amongst staff through training; Assist in implementing change initiatives regarding system and processing procedures; Liaise with business partners on user requirements and monitor UAT; Ensure daily operations comply with regulatory and internal risk standards; Review and update SOPs; Assist Team Lead in managing team targets and conducting RCSA reviews and compliance audits
Seniority
Mid-level, hands-on IC
