Manager, Compliance
Core
Oversees governance, reporting, and risk assessment for Financial Crime Compliance and regulatory matters across Mainland China and Hong Kong for Santander's banking operations.
Role type
Manager, Compliance (Banking)
Builds
Regulatory compliance frameworks, management reports, and risk assessments for Bank of Shanghai Collaboration activities and wider Santander Asia branches.
Domain
Banking / Financial Services / Regulatory Compliance
Deliverable
client delivery
Required skills
Compliance monitoring, regulatory advisory, regulatory change management, risk and control assessment, management reporting, reputational risk assessment, new product approval, compliance training delivery, policy interpretation
Preferred skills
Cross-regional regulatory knowledge (Mainland China and Hong Kong), leadership, analytical problem-solving
Technologies
N/A
Responsibilities
Manage daily contact with supervisory authorities and ensure timely external submissions; Conduct and supervise compliance monitoring and controls; Coordinate with bank departments to implement new regulatory requirements; Compile and consolidate management reporting to Head Office and regional management; Manage the Reputational Risk Assessment and New Product Approval processes; Provide compliance advice and monitor adherence to internal policies; Develop and deliver compliance training programs; Coordinate regional compliance activities.
Seniority
Manager, hands-on leadership
