Director, Risk Management (LOD1)
Core
Managing and coordinating a centralized first-line of defense (LOD1) risk and internal control program for Enterprise Technology business lines to ensure consistent implementation of risk programs and controls across strategic, operational, compliance, and financial risk types.
Role type
Director, Risk Management (LOD1)
Builds
Centralized LOD1 risk and internal control program for Enterprise Technology business lines
Domain
Financial services / Enterprise Risk Management
Deliverable
production ML models | product features | dashboards & analysis | research | client delivery | infrastructure | physical/clinical work
Required skills
Strategic vision and implementation planning, regulatory monitoring and assessment, Risk and Control Self-Assessments (RCSA) execution, business continuity and disaster recovery planning, third-party risk management, process mapping and inventory management, KPI/KRI metric design and reporting, risk remediation tracking, executive-level reporting, team leadership in matrixed organizations
Preferred skills
Model risk management, data management risk solutions, COSO Internal Control Framework knowledge, risk management/internal control/audit certifications (CISA, CPA, CRISC, CISSP, AAIR), policy and procedure writing, deep regulatory environment knowledge
Technologies
None explicitly stated
Responsibilities
Support business line's centralized LOD1 function including strategic vision and implementation plans, partner with Compliance and Risk functions to monitor regulations and drive process changes, execute Risk and Control Self-Assessments, partner with Business Continuity Management on BC/DR tests, manage third-party relationships, design and maintain process maps and control inventories, identify and self-report issues, ensure risk remediation plans exist and are tracked to completion, support Risk Acceptance Forms process, drive executive level reporting on risk management activities, lead a team of risk professionals, monitor and update control environment assessments, perform internal control effectiveness tests
Seniority
Director, strategic leadership and team management
