Associate Principal, Internal Audit, Information Technology & Security
Core
Lead independent assessments of the organization's Information Technology and Security environment, risk management, and regulatory compliance to determine control sufficiency and present improvement recommendations.
Role type
Associate Principal, Internal Audit (IT & Security)
Builds
Independent audit assessments, risk evaluations, and control testing reports for a financial market utility.
Domain
Financial Services / Cybersecurity / Regulatory Compliance
Required skills
Risk-based IT and Security auditing, Regulatory compliance analysis, Root cause analysis, Audit quality assurance, Stakeholder partnership, Financial services industry knowledge
Preferred skills
Consulting or accounting firm experience, Reg SCI expertise, Security tools (CyberArk, Splunk, SailPoint), Change management tools (ServiceNow, Jira), Databases (Oracle, DB2, SQL), Cloud solutions (AWS), GRC software (Archer)
Technologies
CyberArk, Splunk, SailPoint, ServiceNow, Jira, Confluence, GitHub, Oracle, DB2, SQL, AWS, Workday, Archer
Responsibilities
Support delivery of assigned audits within the annual audit plan, Evaluate exceptions for root causes and propose solutions, Maintain understanding of policies and standards (AICPA, IIA, COBIT, NIST), Support relationships with business groups and leadership
Seniority
Senior, hands-on IC
