Associate Principal, Internal Audit, Information Technology & Security
Core
Lead independent assessments of the organization's Information Technology and Security environment, risk management, and regulatory compliance to determine control sufficiency and present improvement recommendations.
Role type
Senior IC internal audit manager (IT & Security)
Builds
Independent audit assessments and risk mitigation strategies for a financial market utility
Domain
Financial Services / Cybersecurity / Regulatory Compliance
Required skills
IT and Security audit execution, risk-based auditing, regulatory compliance analysis, root cause evaluation, audit quality assurance, stakeholder partnership
Preferred skills
Consulting or accounting firm experience, Financial Services/Security industry knowledge, Reg SCI familiarity, CyberArk/Splunk/SailPoint usage, ServiceNow/Jira/Confluence/GitHub familiarity, Oracle/DB2/SQL proficiency, AWS/Workday knowledge, Archer/GRC software proficiency
Technologies
CyberArk, Splunk, SailPoint, ServiceNow, Jira, Confluence, GitHub, Oracle, DB2, SQL, AWS, Workday, Archer
Responsibilities
Support delivery of assigned audits within the annual audit plan, confirm professional auditee experience, own audit quality and accuracy, proactively identify regulatory/operational/strategic risks, evaluate exceptions for root causes, lead audits related to organization changes and technology implementations, maintain understanding of policies/standards (AICPA, IIA, COBIT, NIST), educate staff on risk mitigation, keep current on best practices in financial services
Seniority
Senior, hands-on IC with supervisory responsibilities listed as None