Associate Financial Advisor - Wisconsin Heartland Associates
Core
Provide support to financial advisors and clients by handling communications, entering trade orders, and assisting in the preparation of financial plans and product reviews.
Role type
Associate Financial Advisor
Builds
Financial plans, investment strategies, and insurance coverage recommendations for over 1,500 clients
Domain
Financial Services / Wealth Management
Deliverable
client delivery
Required skills
Securities registration (Series 7, 66/63/65), Life/Health/Annuities licensing, trade order entry, financial data collection, product explanation, meeting support
Preferred skills
Analytical thinking, customer focus, adaptability, intellectual curiosity
Technologies
FINRA registration systems, insurance licensing platforms
Responsibilities
Handle sensitive communications with members/customers, counsel customers on financial products, obtain financial information, accept securities trade orders, explain insurance coverage, assist in meeting preparation, meet with prospects to generate new business
Seniority
Entry-level, individual contributor