VP, Transaction Monitoring & Regulatory Controls
Core
Regional oversight and second-line challenge of the Transaction Monitoring (TM) framework and regulatory controls (FATCA, CRS, USW) across Asia.
Role type
VP, Transaction Monitoring & Regulatory Controls
Builds
TM governance, risk assessment, scenario effectiveness, systems implementation, and regulatory reporting for Asia Regional Compliance/FCC team.
Domain
Financial Crime / Anti-Money Laundering (AML) / Regulatory Compliance
Deliverable
production ML models | dashboards & analysis | client delivery
Required skills
Transaction monitoring, AML/CFT, financial crime controls, FATCA, CRS, regulatory risk assessment, system design and deployment, stakeholder management
Preferred skills
Wholesale Banking products (Trade Finance), ACAMS or ICA certification
Technologies
Integrated KYC systems, post-transaction payment monitoring systems, trade-based monitoring systems
Responsibilities
Provide regional Compliance oversight of the Transaction Monitoring framework; Review TM performance metrics, alert volumes, false-positive rates, and emerging typologies; Challenge and support business and data-mapping activities to ensure system configurations meet financial crime monitoring objectives; Provide effective challenge and analytical support for the development, tuning, and optimisation of risk scenarios, parameters, and thresholds; Assess monitoring tools and support their implementation to ensure adequate coverage of regulatory red flags; Oversee FATCA, CRS, and USW reporting governance and regulatory submissions; Provide regional support to Wholesale Banking offices across Asia on FATCA, CRS, and USW matters.
Seniority
VP, regional leadership